Client Proposition Documents
Our Client Proposition Document explains more about our investment process and provides an indicative guide to fees and charges.
Statement of Professional Standing (SPS)
The FCA requires that all retail investment advisers hold a Statement of Professional Standing (SPS). This must be renewed every year.
- Has adhered to a code of ethical standards
- Holds the required qualifications for the activities they undertake; and
- Has completed appropriate CPD and complied with APER (Statements of Principle and Code of Practice for Approved Persons)
Other useful guides and information