Newsletters

The Autumn 2020 version of our quarterly newsletter.
The Summer 2020 version of our quarterly newsletter.
The Spring 2020 version of our quarterly client newsletter.

Client Proposition Documents

Our Client Proposition Document explains more about our investment process and provides an indicative guide to fees and charges.  

 
This document explains more about the services we offer with Pensions & Investments and what these will cost. It also explains about the process we follow and the ongoing service levels. (v12 11-2020)
This document explains more about the services we offer with Mortgages and Insurance (Protection) and how we are paid. (v6 04-2019)
Our privacy statement tells you how Openwork and your Adviser use the information you give us and how we protect your privacy. It also explains your rights under the General Data Protection Regulations.

Statement of Professional Standing (SPS)

The FCA requires that all retail investment advisers hold a Statement of Professional Standing (SPS). This must be renewed every year.

An SPS can only be issued by an FCA appointed accredited body, such as the CII, and confirms that an adviser:
 
  • Has adhered to a code of ethical standards
  • Holds the required qualifications for the activities they undertake; and
  • Has completed appropriate CPD and complied with APER (Statements of Principle and Code of Practice for Approved Persons)

 

Richard's SPS is attached and this can be verified at www.fca.org.uk/register searching the FCA individual reference number RJH01404
James' SPS is attached and this can be verified at www.fca.org.uk/register searching the FCA individual reference number JSH01108

Reference Documents

Other useful guides and information

Our service is built around comprehensive financial planning and sound investment principles. By exploring your goals and objectives we can tailor a financial strategy specific to your needs using the products and services of a carefully selected range of companies that share our high standards. (10/2019)
A list of our current mortgage product providers.